Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lori Iaquinta (Iaquinta), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Iaquinta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,000,000.00 on December 05, 2025.
Client alleged , inter alia, misrepresentation with respect to the rate that they would be charged on their managed account 2020-2025