Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lora Loving (Loving), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Loving recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $247,762.00 on November 14, 2023.
Plaintiff, mother of the registered representative, asserts various claims and alleges that while serving in a fiduciary capacity, the registered representative deprived her mother of the use of funds for the registered representative’s benefit and that of her husband. Further, the registered representative borrowed funds from the Plaintiff without providing all necessary disclosures intended by FINRA and its members.