Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Logan Eitel (Eitel), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Eitel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on September 17, 2021.
The client alleges the financial advisor gave her incorrect information regarding the ability to do a 60-day rollover with funds distributed from an inherited IRA account, and the client alleges she has $10,000 in unexpected tax implications as a result.e has $10,000 in unexpected tax implications as a result.