Securities Lawyers Blog
Brokerage firms such as Loewen Securities have a duty to supervise their financial advisors and to recommend only investments that are suitable for their customers. When a firm breaches that duty through negligent supervision, overconcentration, excessive investment risk, or misrepresentation, investors have the right to bring a claim against the brokerage firm. The broker misconduct attorneys at Gana Weinstein LLP represent investors in these claims and can evaluate whether your investment losses were caused by misconduct.
Loewen Securities, the trade name of Loewen, Ondaatje, McCutcheon USA, is a broker-dealer that engages in retail brokerage of over-the-counter equities, participates in corporate securities underwritings and selling groups, and offers private placements of securities. Organized in Florida in 2017, the firm is headquartered in Oradell, New Jersey, and is approved to do business in more than a dozen states and territories.
Loewen Securities – By the Numbers: