Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Capobianco (Capobianco), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Capobianco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $168,000.00 on August 07, 2023.
Claimants allege, inter alia, unsuitability with respect to investments in accounts – 2021 – 2023