Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Liliana Nunez (Nunez), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nunez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 13, 2025.
Client complained that the Financial Advisor pressured them into repositioning into higher risk investment products that were outside their goals and risk tolerance, and seeks compensation for losses. (10/6/2025-12/13/2025)