Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leigh Einhorn (Einhorn), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Einhorn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 09, 2023.
Customers complained that the financial advisor did not communicate clearly to them the details of the recommended investment or accurately assess their financial suitability. (2/10/2021-1/9/2023)