Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Vassar (Vassar), previously associated with Securities America, INC., has at least one disclosable event. These events include one customer complaint, alleging that Vassar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $115,000.00 on December 29, 2020.
Boilerplate allegations include misrepresentation, negligence, unsuitability and breach of fiduciary duty from October 2015 through December 2020