Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Kirkham (Kirkham), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kirkham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,000,000.00 on February 14, 2024.
The client alleges in January 2018 the representative’s recommendation of using Portfolio Margin and changes to client’s trading strategies were unsuitable and mispresented material risks.