Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kwame Adusei (Adusei), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Adusei recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on February 28, 2024.
Respondent Adusei failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.