Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kirk Welcome (Welcome), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Welcome recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 20, 2026.
Client alleges RR misappropriated funds in connection with marital assets held in their investment account.