Articles Tagged with Key Investment Services LLC

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Loucas Kalliantasis (Kalliantasis), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kalliantasis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,372.68 on September 09, 2025.

Client sent letter stating he did not realize he would be assessed a surrender charge when he exchanged his Protective Life fixed annuity to Nationwide Secure fixed annuity.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Dunfee (Dunfee), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dunfee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,800.00 on September 04, 2025.

Client alleges misrepresentation regarding his October 2024 investment into Blackrock ETF Managed account in the amount of $281,671.19.

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The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Joseph Badolato (Badolato), currently employed by Key Investment Services LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Badolato’s most recent customer complaint alleges that Badolato recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $82,000.00 on December 28, 2022.

The complaint was received by the firm as a direct arbitration claim filing. Through statement of claim, client alleges misrepresentation by the RR in the March 2021 purchase of a structured CD in the amount of $82,000.00.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Harrison (Harrison), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Harrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on November 18, 2022.

Administrator of the client’s estate alleges the September 2020 recommendation to 1035 exchange a Pacific Life VA to an Integrity Life SPIA in the amount of $101,473.96 was poor advice

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Landers (Landers), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Landers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on February 17, 2023.

Claimant alleges that respondent recommended unsuitable investments

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Turrisi (Turrisi), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Turrisi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $14,038.60 on May 12, 2025.

Client alleged that they did not sign all documents that initiated the brokerage account opening and subsequent annuity purchase. Upon internal investigation of the client’s signatures, documentation, and review of events there did not appear to be any inconsistencies noted and we did not uncover any merit to the claim.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Fino (Fino), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,343.90 on June 14, 2025.

Client alleges misrepresentation regarding the June 14, 2025 purchase of FT Unit 12241 in the amount of $499,994.04. Client requests return of funds.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Viktoriia Strange Vitkovska (Strange Vitkovska), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Strange Vitkovska recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $117.60 on January 29, 2024.

With regard to a term life insurance policy purchased in September 2023, the Policy owner executed an affidavit of forgery and claims that she did not sign the life insurance application, illustration and labslip documents and did not authorize the purchase of the policy. She requested to surrender the policy.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Baldwin (Baldwin), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baldwin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,890.00 on June 04, 2024.

Client alleges the December 2023 purchase of two F & G fixed annuities totaling $174,779 were misrepresented.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christian Moore (Moore), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,409.26  on January 13, 2025.

Client alleges the October 2024 continuation of a fixed annuity, after her husband’s death was poor advice.

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