Articles Tagged with Kevin Wright

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Wright (Wright), currently associated with Rockefeller Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wright recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on June 05, 2026.

Customer alleges Rockefeller, through its agents recommended certain alternatives investments that were not consistent with customer’s investment profile.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Wright (Wright), currently associated with Rockefeller Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wright recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 29, 2020.

Starting in 2013, Claimant’s counsel alleges unsuitability of certain investments, and that such investments resulted in principal losses.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Wright (Wright), currently associated with Rockefeller Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wright recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on March 16, 2026.

Customer alleges representative recommended certain alternatives investments that were not consistent with customer’s investment profile.