Kevin Taylor

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Taylor (Taylor), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,173,597.57 on December 30, 2020.

The Claimant alleges an unsuitable investment strategy when a line of credit was opened and inappropriately leveraged against annuities in December of 2018. Claimant also alleges that she did not authorize the opening of the line of credit, as well as multiple wire transfers initiated by her then husband between 2017 and 2019. Additionally, Claimant alleges that her signature was forged by her former husband on opening documents for a loan management account.

The attorneys at Gana Weinstein LLP are currently investigating Mariemont Capital Partners, LP (Mariemont Capital Partners) and its principals William “Bill” Kielczewski (Kielczewski). If you have suffered investment losses with Mariemont Capital Partners our firm would be interested in speaking with you. According to a BrokerCheck report, through May 2017 Kielczewski was a broker with The Huntington Investment Company (Huntington Investment) out of the firm’s Toledo, Ohio office location. During this time Kielczewski is alleged to have sold $10 million in investments in Mariemont Capital Partners without disclosing this fact to Huntington Investment.

In May 2019 FINRA filed a complaint alleging that Kielczewski falsely and repeatedly represented to his member firm that he was merely a passive investor in Mariemont Capital Partners when, in fact, he was actively involved with the fund, promoting it to potential investors. Instead, FINRA found that Kielczewski helped to facilitate customer investments in the fund by assisting in the completion of wire transfers in order to fund their investments, reviewed and made revisions to the fund’s pitch book and quarterly portfolio reports, and occasionally suggested to a customer certain securities to purchase for the fund. When FINRA reviewed Kielczewski’s tax returns they showed that Kielczewski identified himself as a general partner of the investment manager of the fund and he declared ordinary business income losses and non-passive ordinary income. FINRA found that Kielczewski participated in multiple private securities transactions through which four firm customers invested over $10 million in the hedge fund without providing prior written notice to his firm.

Mariemont Capital Partners SEC private placement filing in 2014 states that the total offering amount was $250,000,000 of which $53,400,000 had been already sold. According to the fund’s website Kevin Taylor is the founder and Chief Investment Officer of Mariemont Capital and has 17 years of fixed income trading experience to identify value within the non-agency residential mortgage backed securities market.

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