Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Mcbarron (Mcbarron), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcbarron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 07, 2025.
Reg BI: Professional Negligence/Breach of Fiduciary Duty