Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Hitz (Hitz), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on September 21, 2020.
The allegations relate to alleged representations and omissions made in connection with the sale of an investment that resulted in a tax consequence for the client. Activity dates: 6/11/2019 – 6/25/2019.