Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kerri Wasserman Nir (Wasserman Nir), previously associated with Portfolio Advisors Alliance, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wasserman Nir recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $37,761.00 on August 26, 2020.
Wasserman-Nir was named in a customer complaint that asserted the following causes of action: unauthorized trading, fraud, misrepresentation, negligence, breach of contract and breach of fiduciary duty.