Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Surber (Surber), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Surber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $236,000.00 on March 18, 2024.
The Claimants allege the financial advisor did not adjust investments in the trust account to preserve the trust’s principal.