Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Ibbetson (Ibbetson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ibbetson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 03, 2024.
Customer complained that commissions should not have been charged to liquidate securities that had been purchased in advisory/fiduciary account. (5/18/2023-8/14/2023)