Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Finnell (Finnell), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Finnell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 25, 2022.
During the period April 3, 2012 through August 13, 2018, the customer alleges that the Registered Representative recommended unsuitable and unsuccessful investments.