Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenji Saito (Saito), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on June 29, 2023.
The customer alleges that in September 2019, the Registered Representative recommended a high-risk, illiquid and unsuitable investment.