Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Slaught (Slaught), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Slaught recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 01, 2025.
The customers allege that the Registered Representative recommended and misrepresented unsuitable, high-risk, illiquid investments and didn’t adequately diversify their portfolio. No specific dates for the alleged activity were identified in the Statement of Claim.