Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Tomer (Tomer), currently associated with Commonwealth Financial Network, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tomer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,060.00 on April 02, 2020.
Executor feels unnecessary delays were made in liquidating the estate account which resulted in decreased value in the account at the time of liquidation in March 2020.