Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Laterrade (Laterrade), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Laterrade recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 18, 2020.
Claimants allege that from December 2017 through March 2020 representatvie made unsuitable recommendations in a leveraged etf in accounts the claimants held outside of lpl.