Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Katherine Morosani (Morosani), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Morosani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,058.92 on September 27, 2022.
The client alleges the purchase of two mutual funds was not appropriate for her specific needs and goals, which she alleges the Financial Advisor was aware of.