Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin May (May), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that May recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $395,000.00 on November 09, 2023.
Claimant alleges that during the approximate time period 2019-2022, representative recommended investments that were unsuitable for the customer’s investment profile and risk tolerance.