Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Uribe (Uribe), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Uribe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 13, 2025.
The customer alleged trade instructions were not timely submitted causing lost investment opportunity.