Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Hernandez (Hernandez), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on December 09, 2025.
Customer alleges that I failed to follow his instructions and submit a trade for the transfer of funds from a money market fund to an equity fund position.