Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Washington (Washington), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Washington recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $115,070.00 on February 12, 2024.
Claimant alleges, inter alia, that the client did not authorize the use of margin to fund a wire transfer and that his instructions to liquidate securities to fund the transfer were not followed