Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Steele (Steele), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Steele recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 21, 2025.
The client alleges the financial advisor did not follow instructions on investing 5% of her portfolio in metals.