Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Sheperis (Sheperis), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sheperis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $43,746.00 on January 11, 2023.
Customer alleges misrepresentation and unsuitable recommendation. Activity dates 10.26.2021 – 12.20.2021.