Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Pitch (Pitch), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pitch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on November 15, 2023.
Alleged erroneous statement by financial professional that life insurance policy purchased in 2002 was paid in full as of October 2011 and no further premiums were due, when premium payment was required in November 2022 that could not be paid and claimant was required to sell the policy resulting in an alleged substantial loss.