Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Mittica (Mittica), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mittica recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on November 24, 2023.
Client (and wife) allege they wanted CD’s purchased and Financial Advisor purchased bond funds.