Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Miecuna (Miecuna), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miecuna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on July 22, 2021.
Claimant alleges that she gave a loan to her Financial Advisor in the amount of $50,000.00 and he is unable to pay her back.