Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Genzardi (Genzardi), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Genzardi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on June 13, 2025.
Client’s attorney alleged, inter alia, that the recommendation to invest in a preferred stock was not in their best interest 2021