Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Cerullo (Cerullo), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cerullo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 11, 2023.
The client alleges he purchased a 6 month CD and believed he was quoted, and was expecting, the 12 month CD rate.