Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jose Quinones (Quinones), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Quinones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on November 10, 2025.
Claimant alleges that in or around 2024, Quinones recommended an unsuitable, high risk, investment in a limited liability company and failed to discuss with Claimant a properly diversified portfolio. Claimant contends that as a result of the unsuitable recommendations, Claimant suffered substantial losses in her account.