Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jorge De Apodaca (De Apodaca), currently associated with Insigneo Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that De Apodaca recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 30, 2020.
Allege their Financial Advisor made unsuitable recommendations in their accounts.