Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Micklow (Micklow), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Micklow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on February 08, 2022.
The client alleges the financial advisor misrepresented tax implications on withdrawals taken from a variable annuity.