Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Gibson (Gibson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gibson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 17, 2023.
The client’s POA alleges that the financial advisor misrepresented the Death Benefit payout on the client’s variable annuity.