Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan White (White), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $178,909.16 on February 22, 2022.
Claimant alleges that her advisor sold her an unsuitable portfolio of mutual funds in her advisory account. Time period 3/3/2021 to 3/14/2022.