Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Sheard (Sheard), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sheard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on April 04, 2023.
In November 2020, the customers allege that the Registered Representative improperly recommended an unsuitable, high risk and illiquid investment.