Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Arnold (Arnold), previously associated with Investacorp, INC., has at least one disclosable event. These events include one customer complaint, alleging that Arnold recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 12, 2025.
The client alleges the Investment Advisor Representative made unsuitable, high-risk trades in client account which led to losses.