Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Perrette (Perrette), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Perrette recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,770,000.00 on March 03, 2021.
Client alleges Registered Representative failed to follow instructions regarding equity listed investment. Activity date 01/10/2018.