Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker John Noonan (Noonan) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Noonan was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated at the time of the activity. If you have been a victim of Noonan’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint on March 31, 2026.
Client/Ex-spouse alleges misappropriation involving activity in jointly held and individual accounts from February 2022 through March 2026.