Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Kiblin (Kiblin), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Kiblin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,554.44 on November 06, 2023.
Customer alleged RR misrepresented the guaranteed earnings and surrender penalty for the Variable Annuity issued in July 2021.