Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Darmanian (Darmanian), currently associated with Western International Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Darmanian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 31, 2024.
Allegations of supervisory failures