Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joe Doggett (Doggett), currently associated with Money Concepts Capital CORP, has at least one disclosable event. These events include one customer complaint, alleging that Doggett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 04, 2025.
Personal Representatives of estate of deceased customer alleges negligence, breach of contract, negligent misrepresentation, violation of state and federal securities laws, and elder abuse in connection with investments purchased by the customer. Ses.