Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerry Mcewen (Mcewen), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcewen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 24, 2025.
Client complained they were unaware that a 1035 exchange recommended by their Financial Advisor would be subject to tax liability, and seeks reimbursement of taxes. 8/4/2014-3/24/2025)