Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Mikkelsen (Mikkelsen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mikkelsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,766.00 on May 15, 2022.
Claimants are the daughters of the deceased client. The Claimants assert their Statement of Claim is twofold. First, they allege wanton disregard and lack of due diligence to assist the deceased client’s heirs. Second, they allege a lack of fiduciary responsibility and due diligence, deceptive practices, elder abuse fraud, suitability, and lack of supervision.